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Periodical

New fiduciary rule protects employers, too: DOL's Retirement Security Rule protects savers, plans from conflicted rollover advice.

Subjects: *FIDUCIARY liability; *INDIVIDUAL retirement accounts; *ROLLOVERS (Finance)

  • Source: Pensions & Investments. 6/10/2024, Vol. 52 Issue 8, p2-2. 1p.

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Periodical

First lawsuit filed against fiduciary rule; more expected.

Subjects: *FIDUCIARY liability; *EMPLOYEE benefits; *FINANCIAL planners

  • Source: Pensions & Investments. 5/6/2024, Vol. 52 Issue 6, p1-1. 1p.

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Periodical

DOL faces uphill climb with new fiduciary standard rule proposal.

Subjects: *FIDUCIARY liability; *LABOR bureaus; *INSURANCE commissionersUNITED States. Securities & Exchange Commission ; UNITED States. Executive Office of the President

  • Source: Pensions & Investments. 11/6/2023, Vol. 51 Issue 17, p1-1. 1p.

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Periodical

Fiduciary rule gets new name, but it won't be 'regurgitation' – Gomez.

Subjects: *FIDUCIARY liability; *EMPLOYEE benefits; *INDIVIDUAL retirement accountsBIDEN, Joe, 1942-

  • Source: Pensions & Investments. 10/23/2023, Vol. 51 Issue 16, p55-55. 1p.

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Periodical

SEC, DOL prepare for big year of rule-making as election looms: Proposed rules would significantly impact retirement industry.

Subjects: UNITED States. Securities & Exchange Commission; RETIREMENT industry; INDIVIDUAL retirement accounts

  • Source: Pensions & Investments. 1/15/2024, Vol. 52 Issue 1, p3-3. 1p.

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Periodical

SEC, DOL release ambitious agendas for rest of year: Agencies targeting rules related to AI, fiduciaries and climate disclosure.

Subjects: UNITED States. Securities & Exchange Commission; UNITED States. Dept. of Labor. Employee Benefits Security Administration; DISCLOSURE

  • Source: Pensions & Investments. 6/26/2023, Vol. 51 Issue 10, p6-6. 1p.

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Periodical

Fiduciary debate rises from dead, irking some: DOL works on rule-making initiative that could broaden fiduciary definition.

Subjects: *INDIVIDUAL retirement accounts; *FIDUCIARY liability; *LEGAL liability

  • Source: Pensions & Investments. 10/17/2022, Vol. 50 Issue 20, p2-2. 1p.

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Periodical

Ruling vacating DOL guidance on rollovers isn't end of saga.

Subjects: TRUMP, Donald, 1946-; INDIVIDUAL retirement accounts; FIDUCIARY liability

  • Source: Pensions & Investments. 3/13/2023, Vol. 51 Issue 3, p3-3. 1p.

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Periodical

No slowdown expected in rule-making for SEC and DOL.

Subjects: UNITED States. Securities & Exchange Commission; BUSINESS enterprises; EMPLOYEE benefits

  • Source: Pensions & Investments. 1/16/2023, Vol. 51 Issue 1, p33-33. 1p.

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Periodical

Federal appeals court offers fiduciary-risk comfort to plans.

Subjects: FEDERAL courts; APPELLATE courts; LEGAL judgments

  • Source: Pensions & Investments. 10/3/2022, Vol. 50 Issue 19, p2-2. 1p.

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  • 1-10 of  117 results for ""FIDUCIARY liability""