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Mango Markets DAO Members Vote in Favor of SEC Settlement.

• Authors : Kharif, Olga (AUTHOR)

Subjects: United States. Securities & Exchange Commission; Government policy; Injunctions

• Source: Bloomberg.com. 8/20/2024, pN.PAG-N.PAG. 1p.

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Part II: Securities and Exchange Commission.

Subjects: *Stock exchange laws; *Government agencies; *Clearing of securitiesUnited States

• Source: Federal Register (National Archives & Records Service, Office of the Federal Register). 3/26/2014, Vol. 79 Issue 58, p16865-16975. 111p.

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Corporate Integrity Agreements: IRO Review of Unallowable Costs.

• Authors : Forman, Steven

Subjects: Medical care; Health programs; Settlement costs

• Source: Journal of Health Care Compliance. Nov/Dec2012, Vol. 14 Issue 6, p47-59. 3p.

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Time short on EU derivatives-clearing reprieve: Cash-only rule looms again for funds; permanent exemption called unlikely.

• Authors : PIELICHATA, PAULINA

Subjects: *CLEARING of securities; *DERIVATIVE securities; *PENSION trustsEUROPEAN Union countries

• Source: Pensions & Investments. 10/1/2018, Vol. 46 Issue 20, p2-2. 1p.

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EU Banks Closer to $5 Billion Respite With SEC Clearing Rule (2).

• Authors : Brush, Silla (AUTHOR); Bain, Ben (AUTHOR)

Subjects: *GOVERNMENT policy; *CLEARING of securities; *MORTGAGE-backed securities

• Source: Bloomberg.com. 9/28/2016, pN.PAG-N.PAG. 1p.

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Guilty admissions.

• Authors : GREENWALD, JUDY

Subjects: *CLEARING of securities; *ACTIONS & defenses (Law); *GOVERNMENT policyUNITED StatesUNITED States. Securities & Exchange Commission...

• Source: Business Insurance. 8/3/2015, Vol. 49 Issue 15, p0015-0015. 1p.

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Chinese Stocks Rise as Industrial Companies Jump With Brokerages.

Subjects: Stockbrokers; Government policy; Clearing of securities

• Source: Bloomberg.com. 11/3/2016, pN.PAG-N.PAG. 1p.

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Proposed Collection; Comment Request.

• Authors : O'Neill, Kevin M.

Subjects: *Acquisition of data; *Government paperwork laws; *Clearing of securitiesUnited States

• Source: Federal Register (National Archives & Records Service, Office of the Federal Register). 9/20/2012, Vol. 77 Issue 183, p58423-58424. 2p.

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Securities transactions must now close in three days.

Subjects: Clearing of securities; Investments; Government policyUtah; United States

• Source: Enterprise / Salt Lake City. 6/12/95, Vol. 24 Issue 50, p8. 1/9p.

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Candidate-centric vetting: A new era of mobility.

• Authors : Mencin, Brett (AUTHOR)

• Source: Government Executive. 10/8/2024, pN.PAG-N.PAG. 1p.

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